Accouni oVMARIC K LAY & Stalameef Period: March 1,2001 thmnugh Majob 31, 2001 Account Number: 7276 I Portibijo Comnpo8itWn 1 tcirnzs~ irs Account Value Cash & Money Market Funds (MivIFs): Cash (Credits) Money Market Fund (Sweep) Equities Equity Fua~1s Options Othex Total Assct.s Long Options (Shoal) Total Asseti Shosi, A awv,,mnt 8 125,252.00 132,830.59 304,142.00 520,164.28 15,400.00 51,033.00 (12,26250) 12,2 2. 0 Stalling Account Value Depocits Withdrawals Invaztmeats Received-Ia Ictvestmenls Delivered-Out Peca & Qwgcs Otbes Crediis~Deb1ta Total Conlribuiioasf(Wilhdimwala) This Pcdcd OiAfl/01 to 0311 1101 S 345,377.61 $0.00 0.00 304,750.00 0.00 (11.21) 0.00 $ 304 738.79 Year to Dale 01101101 to 03/31/01 - S 124,677.62 - $695,000.00 (500.00) 350,788.90 0.00 (684.02) 0.00 $1 044 684.3 Margin i.o.u OuWanding Total AccountValue S 0.00 SI,J3 .5 .37 Dividends interest and Misc. heome Capital Gain Dlztdbutlous Income Raijivosted a1an3A~ in Value of IIhvemIrntIsta Ending Account Value I $iri~~Otil Margin Account Surnuiary Buying Power Cask Available Margia Account Equity Margin Account Equity % Margin Interest Paid Amoual $969,980.00 484,990.00 850,540.00 94% Noted for Your Account Investment inc,ome during this period was $1,208.41 S 11.21 Margin Loan Iniercst Rate as of 31.10/01 was 7. 750% - 9.250% CAPROCK CAPiIAI. ADVi8flb~ ?IAS1iS3 341111 Scki~.nb Iastjiuliu,.l Is a diviiloe of Chad.. Schuab & Co., Inc. FSchwab~), and Fuvidra back cOlic iid service; In lnmutineal idvisori. This tatmuwru is ibmished iclely fbi yov, aoeaus.I ml Sebi~ I GO VERNMENT U in BEla sbtvme~ts TIUDS and Conditions, hvcs*menl advisors wb~c majors appma, Ia this slutroscal. urn fbi affil hind with Schwab. I'tease Ire Tcn~z sad Conditions. H EXHIBIT U 24281 Schab Ono Aocount Page 3 oFI3 S 62704 0.00 581.37 (1,13716) 5 (13,628.28) S 716.67 0.00 581.37 (1~150.6t) S (3Z,37056) S 1136 359.3 Pagc2ofl Aovouit of MARK K lAY & Statcmcut Pujiod: March 1,2001 ibrough Much 31,2001 Account Number~ 7276 hvestment Detail Cash aud Mo.mi Market Funds (Sweep) Quoie Quaali(y Total Dewdv*Ion Symbol LonviS ho it [atast Price Ma,kut Value CASH S 12$,252.O0 SCHWAB MONEY MARKET FUND SWMXX 132,830.5900 L S 1 i32,830.59 ToLd hiasici Value of Cash and Momey Market Funds (Sweep) $ 253,0S2.5 l,~astmonL IIoldI1p ~C5 COMPAQ COMPUTER OORI'(lvl) B MC CORP MAHS(M) ENRON OORP(M) GENERAL ELECtRIC COMPANY(M) JtJNIPBR NETWORKS R~C(M) KINDER MORGAN INC(M) NBWPO WEE HOLDINUS INC TRAIISMETA OORP(M) DELAWAHE Total Maikel. Value of Equilles Equity Funds CIAPPELFUND(bt)C EXCELSIOR VALUE MID~i)C' RESTRUCTURING FUND CPQ ENIC E1~E GB INTU EWE EMI NP~V TMTA 1,500 300 1,000 1,100 600 600 2,,000 1.000 600 L 518.2000 L 29.4000 L 55.1000 L 4 1.8600 L 27.7500 L 37.9600 L 53.2000 L 65000 L 19.2500 ~42~ C~1N!X LJMBIX 1,252.9310 L fl5.4790 L $ 80.0700 30.6900 (M) Assets held Ia margin accouaf ) Divf dead: paid we dii, secudfy ivill be uuIo.maliouily reinvesled VSAWTIII14J118 Sc&wabIuuIIRidoriSI Is a division of Cbarlcs Scfraak & Co., lac. ('3ciwsb) sad provides hack c(fice and ciher services to hvestucnl advisors. This etaicineal is furnished soicly ror ~ou mU 51 Sdrwsb. Sicept as aot~d In ibis Uazcsoml~sTcnns and C.rrnditioiu, Investuanl advisors whom wince qyenr hi this eteterneal, sin not affihiaded whit Schuib. Please ice Tcuw and Condkioru. I, 5 27,300.00 8,820.00 58,100.00 46,046.00 16,650.00 22,776.00 106,400.00 6,500.00 11,55000 S I0022.19 22,264.95 Accoual Of MARK K LAY & hvcslmcnt Detail contirnied laveutmoat Holdw~u (continued) Quota Quanifty Total D~ICJW1AOM Symbol Long/Shod Lajcsl Price Maa*ei Value Equity Fuuda (continued) MERIDIAN VALUE FUNDgvi)~ OAKMARK BQUITY iNCOME P1)0 OAKMARK SHLECf FUNDO OAICMABK SELRCIFLINV(M}() STATE STREET RBSRARCH() AIJEORA CL A VANGUARD HIALTII CARE PD(M)0 w~rrz FARmERS VALUE PIA'I(M$> MVALX OAKDX OAKLX OAKLX SARIZ VGJI1z W?VLX 3.616.9700 L 3,024 1040 L ~,066.97OO L 1,040.3660 L, 1,668.0730 L 409.5210 L 3,456.0760 L $ 28.4300 J6.6200 23.9800 23.9800 28.7200 114.3700 21.2700 Total Market Valuc ci Equity Funds Options CALL San CALL $70 CALL 380 CALL 865 ENRON CORP(M) RAP 0411U01 ENRON COBP(M) BXP 01I19d02 ENRON CORP~I) 9~p oin~~a ENRON coR?(hE) DX? 04111101 EMEDP WLIMAN WU)JAP ENBDM 3 S £00500 25 L 5.4000 5 L 3 25 S 0.9000 (M) Auejs held in margin account 0 Dividends paid oaildt secud~y will be autonialicallyrehwsted Schwgb IauiIgud.aaI Is a divldou of Chaulci Schwab & C.., IoL("Sehw2b), and prn'Mns beak ofilo. and olbet services to Jnveabweal advisocs, Thin s~itcuaeuI is ti'rnizlied ~oIc1y row ~w accoiul at Schwab. D.~ccpI a, noled In Ibis siateane.dz Tomua mod Couditioug. hvesIioea~1 advianos whose names appear In dun sininnecil, are act ultiliabi 'with Schwab. Please see Tennis and Conditloou. I Schwab One Account PageS oi13 I Statement Period: March (,2001 Ibjotagh March 31, 2001 AccouoL Number: 7276 I D S I 04,.536.26 SO,2fl24 49,56594 24,947.98 47,907.06 ~,836.92 73,510.74 $ 520,I~ S (15.00) 13,500.00 1,500.00 (2,250,00) I... Schwab One Account Page4ol13 Account ci MARK K LAY & Slatotusat Furled: March 1,2001 Ibrougla March 31, 2001 Acoortot Number: 72~6 ln'veatmeut Holdings (aoutimaad) Quote Qusadty TolaI Symbol Los a(Shozt LIICSI Pdce Msrket Vahw Olitiona (cash sued) CALL BilliON CORF(hl) 875 RXP(b4IZIR)1 CALL flfrUn~ INCtJ~f) $55 BXP 10J2W01 CALL JUNIPER NORICS(MJ S65 EXPO7I2IIEII ~ur CESCO SYSTEMS(M) $30 BXPIW2IIOI FUr B MC (Dli? IJASS(M) $30 BXP04121101 Total Market Value of 0piioaa ENEDO IQUJK JUXOM CYQPD NM~PF Otbar DIAMONDS TRUST NEJUES 1(M) ICINDER MORGAN ENERGY LltM) UNIT LTD FARNBRSHJF tNt' NASDAQ 100 SIIAJtES(M) tJNrI SEP.! NASDAQ 100 SIIARBSQU) UNWS!R £ Total Market Value of Other DIA KMP QQQ QQQ 20 L $0.2000 6 S 1.5625 6 S 3.1000 8 S 4.6250 10 S 3.5000 800 2,500 500 "wo S 599,1400 L 63.1000 L 39.1500 S 39.1500 $ 400.00 (93750) (I .260.00) (3,700.00) (3,500.00) $ (79~3l2.D0) I 57,750.00 19.575 00 (46,980.00) (M) AESe~S held in nlafgle account VlAQflhaI I4iUfl Sdiwab IaslkutLoual sadivlzloaofChaslus Schwab & Co., Iric. CSciiwaV)~ awl provi~Jea Iiack~omce arid other aeryko, Ia laveurni advitats. This statement Is famished sold7 for your accowit at ScLwab~ Escept ma outed La this sialaneuft Teens and Cociddloas, invasaacal advisors %Iwsn asroes appear 3~ this *ZCEDCOI, are not aflillaled with Schwab. Please see Tewss and ConditIon. Schwab One Account Page S of 13 I ACCOUnt of MARK K LAY & Statement Peijod: March 1,21)01 through March 31)2001 Account Number: 7276 Investment Holdings (continued) Less: Margin Loan Outstanding 50.09 Total Account Value $ 1,136,559.3 Value or Assets Held jo Cash Account S 287,075.83 Value .1 Assets Field in Margin Account $ 849,483.54 Inveatmeala puechasad and Sold Quote Description Symbol OuaeLiv Un it 1>nw Saks/Credit Set/a Tnde Dale Date Tnmuction Equities ActivIty 03102 02/27 Boughl 031137 03/(32 Bought 03/14 0311)9 Bought 03114 03/09 Bought 03/14 03/09 Bought 03114 03109 Bought 03114 03109 Bought 03114 03/09 Bought 03115 03/12 Sold 03/IS 03/12 Bought 03116 03/13 Bought 03119 03/14 Bought 03119 03114 Bought 03/20 03120 Account Traustee COMPAQ COMPUrBR CORP(M) TRANSMBrACORP(M) DELAWARE COMPAQ COMPUTER COBJ'(M) EM CCORP MASS(M) OBNBRALELBCTR1CCOM1'ANYQ~~) INTUIT INC(IJ) itJt4IPER NRTWORKS INC(RI) UNIPBILNETWORKSIIIC(M) BNRO14 COEP(M) GENERAL ELECTRIC COMPANYQ~1) INrlJrr INC(M) JUNIPER NRT WORKS INC(M) JUNIWRNBTWORKS INqM) ENRON CORP CPQ rMTA CPQ EMC OB INTIJ INPR R4PR ENE OR INTU JNI'lt. JNPE END 500 300 500 300 500 300 100 200 (570) 600 300 100 200 5,000 $ 20.5000 19 18.3200 35.2100 43.5900 40.7500 57.3750 57.3750 65.1400 40.3S00 40.8750 57.1500 57.1500 60.9500 Pnrr.hasWDebit $ 10,270.00 5,720.00 9,430.00 10,533.00 21815.00 12,245.00 5,744.17 11,488.33 24,234.00 12,282.50 5,781.67 11,563.33 S 37,205.76 (M) Macli held in nIMgJfl account ~ckiyabInsdSuZiooaI isa dvluloa of Chutes Schwab & Co., he. (SchwW). and providt~ back alEc. and a4 ci s isa to tuvcabmeaL advisor,. lid' sialcmahl is Sunislwd solely Ibr your aec4mDi at Schwab- Exnepl as noted zu this aEaIaaeatS Temus and Cuiditinai, inecslmcsl adnsoms whose eames appear in ibis rtatsl,~anl, ye JWi 1~hiitI with Schwab. Picas. ace Tenos and Comijijons. I Schwab One Account Page 6of 13 Account of MARK K LAY & Statement Period: Mareb 1, 2001 through Mareb 31, 2001 Account Nurnbcr~ 7276 Trunsaclion Detail (continued) Invmatmeats Puzehased mud Sold (coudnued) Quote Dasadptlwi Symbol QuantiLy Il/nit Pnr~e Pur~o~'DebiL Salca/CmdJt Sen/c Tnda Date Date flaasacdoa EquIlles Activity (eoulinucd) 03/23 03t20 Short Sale 03123 03/20 Short Sale 03/23 03/20 Shoal Sale 03/23 (13/20 Short Sale 03/23 03/20 Short Sale 03/26 03/21 Sold 03/26 03)21 Sold 03/26 (13121 Sold 03/26 03/21 Sold 03/26 03/21 Cover Short 03126 03/21 Bomgj4 03(26 03/21 fought 03/27 03/22 Bought 03/21 03/23 Cover Short Total EquiLles Activity BNLON COI4P(M) ENRON CORP(M) ENROll CORP(M) ENRON cORI'(M) ENRON CORPQvf) ENROll CORP ENRON CORP HNRO1~1 CORP BNROI4 CORP ENRON CORPQhI) NEWYOWUR HOLDINGS INC NEWPOWER HOLDINGS INC JUNDER MORGAN INC(M) ENROll CORP(M) liNE ENS EWE ENS INN ENS ENS ENS RitE ENS NPW NPW KMI ENS (200) (800) (400) (1.000) (600) (1.000) (1,000) C2.000) (1.000) 3,000 800 200 500 1,000 562,1000 62.1000 62.1000 62.1000 62.1000 56.4500 55.4000 60 56.4800 55.3000 5.7500 5.7500 50.5000 57 S 12,413.58 49,654.3-4 24,827.17 62,067.93 37,240.75 56,418.11 55,368.15 119,936.00 56,448.11 S 165,990.00 4,623.96 1,155.99 25,270.00 57,029.95 S 395,226.9 1 511,479.9 Equity Funds Activity 03/01 02/28 Bought 03/01 02/28 Bought 03/06 03/OS Bought 03/12 03(09 Bought 03/12 03/09 Bought 03(16 03/IS Sold 03)23 (13/23 Relcwested Shares 03123 03/23 Reinvested Shares 03/23 03/23 Reinvested Shires CLWPER FUND(M) OAKMARK SELECT FUND VANGUASD HEALTh CARS lD(M) STATS STREET RESEARCH AURORA CL A ~'IRiTZ PARTNERS VALUE FUN~1) D CALIFORNIA S&P MIDCAP INQA) DIX FUND VANGUARD HEALTH CASE FD(M) VANGUARD HEALTh CARE FD(M) VANGIJAIU) HEALTH CARE P0(M) (1$) Asrcts held in arargin aceouaf Sebwablosikizlional is a Schwib &Co bic ScbwuI~ and pro ri bark atfiu mad oiliei sorvires IoizwesbOeO1 advisors. This ~Jamenl Is furrd~hcd solely I'or your acc'aw~i at Soluwab. Except as awtad mills atalezacoVa Terms ma atalmaut, are act allilisIrd wIth essa soc Tsasnj Condillons. CFR~IX OAKLX VGHIZ SARIZ WPVLX St'MIX VGHIZ VGHIZ VON IZ 623.2080 2,066.9700 203.0540 831.3930 1,145.7380 (1,461.3260) 2.7850 0.4460 2.5620 S 80.2300 241900 123.1200 30.0700 21.8200 152500 108.7400 108.7400 10874410 S 50,099.00 50,000.00 25,099.00 25.,000.00 25,000.00 S 22,332.35 302i0 41.45 278.57 I Schwab One Account Page? oti3 I Account of IAARK K LAY & Stalegneml Perio& Much 1,2001 through Marc~k 31.2001 Account Numbea~ 7276 Transaction Detail (continued) Invoslmmals ?u,cbuod sad Sold (contInued) SeMis Tiade Dade Dale Transaction Equity Funds ACtIVItY (contInued) 5)3129 03/28 Bou~b1 03/29 03128 Bought 03)29 03)23 Bosagjit Total Eqalty ITunda Activity Qaw~o Dea,rlp*ion Syn,boj Qua aiily Unli Price Phasa'Ddit sules/CrediD OAKMARK EQUiTY INCOME FD OAICMARK EQUITY INCOME F]) WEITZ PARTNERS VALUE PUH(M) D OA1CBX OAKBX ~VPVLX 1.512.4020 l,512A020 1,177.5790 $ 16.5300 16.5300 11.2300 $ 25,000.00 25,000.00 25,000.00 EIi~82~1 522332.3 OptIons Activit', 03113 03/12 Short Sale 03/14 03)13 Skoit Sale 03114 03/13 Shod Sale 03/14 03/13 Shout Sale 03114 03/13 Shod Sale 031i4 03/13 Short Sale 03/15 03/14 Shod Sale 03121 03/20 Short Sale 03/21 03/20 Short Sale 03126 03/23 Boughs CALL INTUIT INC(M) 555 EXP 10120/01 CALL INTUIT INC(M) tSS BXP 10/20101 CALL JUNIPER NETWOBKS(M) 565 BXPO7flIIOI PUT asco SYSTEMS(M) $20 EXi' 04/21)01 PUT EM C CORP MASS(h~ 530 EXP 04/11/Cl Plfl BMCCORPMASS(M) $30 01(1' 04/21)01 CALL JUtIIPER NETWORXS(M) 365 EXPO7/2i/Ci CALL ENRON COItP(1A) £65 01(104/21)01 CALL ENRON CORP(M) 865 51(9 04121101 CALL ENRON CORP(M) £10 EXI'01119/02 IQUJIt iQUJK JUXOM CYQPD Et~1CPP EMCFF JUXOM BHEDM ENSIIM WOMAN (3) (3) (3) (8) (5) (5) (3) (13) (12) 3 S 6.2500 6.2500 9.5000 2.5000 3.5000 3.5000 11.2500 2.4500 2.4500 6 S 1,815.93 1,815.93 2,773.10 1,938.93 1,711.~ 1,711.44 3,298.88 3,133.93 2,892.86 S 1,819.85 (11%) Msets held in margin accowil S b IMILhSiOUal Is a dhildon orQadez Schwab & Co.. ho. CSchwsb") amd back office and otharsentcea to Iavutmcni advIsors. Tbua uaJcjpcnJ~ls 35152) yrovi1u~jes Iwiizhel solely mi your aocouni 31 SkwutL Except - noted In Ihs asotse Ii Teims sxd Cowllions, invubuzaL aifrisoje wlwsa AMUSes qipes In s aura .rc cal sffilisftd with Schwab. Phahe sue Terost aft. s..un 1mhz. I Transaction Detail (continued) Jnvcimcnfg Punrhrnd and Sold "-~--"" Salt/a Tade Data DeL. Tmaisaciion Optim~s Activity (continued) 03/26 03)23 Bought 03126 03123 Bought 03/26 03/23 Bouglil 03126 03/23 Bought 03129 03)23 Bought Total Optioma Activity Other Activity 03/14 03/09 03115 03112 03115 03/12 03/15 03/12 03/15 03/12 03/IS 03/12 03/16 03/13 Shoil Sale Short Sale Short Sale Short Sale Short Sale Short Sale Bought Quote Des caption S~'mbo1 ()wptdti' Un/i Pike Pczr~hasefDebiL SaicilCrediL CALL ENROlL CORP(M) $70 R2U'0U19*2 CALL UNION 13)RI'(M) £70 BXF 01/19102 CALL ENROlL CORP~1) $70 EXP 01119/02 CALL UNION OORI'Qvl) £20 EXP 01/19/02 CALL ENRON CORP(M) S70 IX? .jj1g~r02 NASDAQ 100 SHARES(M) UNITSSR I NASDAQ 1410 SUAI1ES(M) UNIT SER I NASDAQ 100 S1{ARUS(NI) UNITUER I NASDAQ 1410 SHARES(1J) UNtTSUR I NASDAQ 100 SHARUS(M) UNIT SER I ILASDAQ 100 SIIAEES(M) UNIYSUR I KINDER MORGAN ENERGY LP(M) UNIT LTD PAINERSHJP JNT WUMAN WUMAN WUMAN WUMAN WUUA14 QQQ QQQ QQQ QQQ QQQ QQQ KMP 2 3 2 10 S (500) (500) (50(I) (500) (1,000) (500) 1,000 6 6 5.1000 5.3000 $ 45.2600 42.2600 42.8700 43.3500 4i.9000 42.2000 59 51213.23 1,819.85 1213.22 5,166.15 2,720.20 S 21 S97 S 22~,6O914 21,114.29 21,419.28 21.659~27 41,868.60 21,084.29 S 59,029.95 (M) Acs~4.s he/d in margin account ~SAOi1iE3 3~lIN ~jab Iuatkraiioaal Is a divJsioa ~f Chums SChWd~ & Co.. Inc. ('ScIrw*% and p1uMea back offic, and c&ecsen!ivez go iOVcs0oa~I aivi~o~i. hOc stntcip.tnj J~ twnjahed soMii for your aocaunr n~ Schwab. Baccil as no~c'd sWrnmeofs Twins an Coo lions. mrasrmenl advIsors whose namer appw in thIs rIatcmal, sic no( afIiJaied with Schwab. Please see Taring and Conditions. I Schwab One Account Pigc8Ofl3J Account of MARK K LAY & t~,j..ft Period: Maich 1,2001 Ibrough March 31, 2001 Account Number: 7276 F. Schwab I \~S~I lILJ jJ()\T\1 ~r.. ~ .:. ~. I Schwab One Account Ascoung o(MARK K LAY & Puge9o(13 I Statameet Period: March 1,2001 through March31. 2001 Aooounl Number: 7276 Transaction Detail (continued) Iaveatmanb Purchased and Sold (continued) Dercdpdon Sbl Quand(v IJiiit Fflce Purchas,WDe,bie Saler/Credil SeUl. Trade Dale Date Tmnraation Olber Activity (continued) (13/19 03114 Short Sale 03/19 03)14 Short Sale 03120 03/iS Short Sale 03122 03/19 Short Sale 03123 03120 Short Sal. 03123 03/20 Cover Shoal 03/23 03120 Cover Short 03/26 03121 Shout Sale 03/27 03/22 Short Sale 03127 03/22 Short S.!. 03/27 03122 Bought 03127 03)22 Bcu8hl 03/27 03fl2 Cover Short 0:3/27 03122 Cover Short 03/28 03(23 Cover Shod 03/21 03123 Cover Short 03129 03/26 Bought. 03)30 03127 Cover Short DIAMONDS TRUST SERIES 1(84) DIAMONDS TRUST SEltIES 1(84) I)IAMONDSTR(JST SP.RJDSI(i.*) DIAMONDS TRUST SERIES 1(M) DIAMONDS TRUST SERIES 1484) HASDAQ 100 SNARES(M) uNIT SB! I NASDAQ IOU SHARES(M) (JNFT SEA I DIAMONDS TRUST SERIES 1(M) DiAMONDS TRUSJr SERIES 1(84] DIAMONDS TRUST SERIES 1(M) KINDER MORGAN ENERGY LF(M) IJN1T LTD IARNERSHIPINT KINDER MORGAN ENERGY LP(84) UNFY LTD PAP.NERSUiP INT NASDAQ 100 SI{ARBS(M) UNITSER I NASDAQ 1110 S1IARES(M) UNiT SBR I DIAMONDS TRUST SERIES 1(M) NASDAQ 100 SBARBS(M) UN1TSER I NASDAQ 100 SIIARES(M) UNITSER1 DIAMONDS TRUST SERIES 1(M) Total Other Activity DIA DIA NA DIA DIA QQQ QQQ VIA VIA NA lIMP QQQ QQQ DiA QQQ QQQ DJA (200) (200) (300) (200) (200) 1,000 500 (200) (200) (200) 1.000 500 200 100 400 500 500 500 S 100.4400 99.3500 100. lOGO 98.7500 97.6500 42.5000 42.9000 95.8000 94 92.8000 54.6000 57 40 40 93.5000 42.7500 42.5000 98 S 42,530,00 21,465.00 S 20,077.33 19,159.33 30.00S.99 19,729.34 I 9,509.34 19,139.36 Ig,789,37 18,549.38 54,630.00 26.51500 8,013.33 4,006.67 37,420.00 21,395.00 21,270.00 49,020.00 $ 347,2949 $315,417.4 Lea: Reinvested Share Purchaser 1 (629.82) (M~ Ass err held in ruar~in accoarol P~&W1U3~jflS mat onal Is di ~~Chaitts &I&wat, & Co.. Inc. CSrbwab'). and Jwow&z t,uek office and oilier tervicet Ia~ advuors. Tha ri anco is IWul ~our account £1 Sc&wuIL R~ccep4 as ~nted ~ 'rem~at~d~ATnnor Law~turemt advirors v~to,e triers apj~ar In this stalemei,I, axe no: affiliated wish 5~StCfl~ ~ ~gg~ Coed 6on& abed tOld! rot) Schwab INS I [II, IiONAL ~ ~ U ?;~~.>;1 .\UJj.~ 1.~Th ~ I Schwab One Account Page 10 of !3 I AccOUILoI'MARKKLAY& Statement J'edod: March 1.2001 through Maruti 31,2001 Account Hunker: 7276 Trausacilon Detail (continued) luvestuonts Parubmied mad Sold (coaiinmaed) Settle Trade Quote Date Dade Triesectian Des adptian S'yxnbol Quantity Unik Price PurrkasWDchit Sules/Credil Other Activity (continued) Thins Process Dale Nte Timiuction Deradii~1on Exoense fncorne Investment Incouie Activity (Including Money Market Fund dividends reinvested) 03/15 (t3IIS Dividend SCHWAB MONEY MARKET FUND S 507.34 03)20 03120 Cash Dividend ENRON CORP 71.25 03123 03/23 Cap Gain Rein VANGUARD HEALTH CARE PD 302.80 03/23 03/23 Dlv For Reinvest VANGUARD HBALTH CARE Fl) 4845 03123 03/23 StIm Cap Go Rein VANGUARD HEALTH CARE FD 278.57 Total Inveitmeat Income Activity S 1208A Description Th~peese Crv4ii Trans Piuc ens Date Dale Transaction Fees and Charges 03129 03129 Maigli InLeres INTEREST O2I27THRU 03/28 Total Fees and Charges O2fllIInough (12,27: $11.21 based on 8150% margin interest rile charged on average daily balance of$ (46.139.54) S 11.21 LIIZTh~ Total Cash Activity $11.21 $1208.4 Subtracd ions Additions hum Account to Account Total Co leted Tsuozacttons S I,007~313.38 S 871,535.5 ~bWII~ Jnsiihitlohul lag ~ '-~- & Co Inc ('Sckwab~. and i~ovtdcs back office and otliw seivicer te investment adyiaoT3. This at n '~ a~ Schwab Eace~ ii ied mIAJII:Ima ?~mIiI~ a~Ivis~is whose names appeal in We statement. are not ~fl~i~frd ~ ~ ~ ~ ~eJ.s...~,hcdsa1c1yforywsr ~ r. ~ I- I Schwab One Account pSI! !lof 13 I Accom~ O(MJRK K LAY & Statement Pc,iod: Maich 1,2001 direugh Maich 31, 21)01 Account Number~fl76 MORe Funds Detail Scflkrnml Date Trwuacliaa Dasvaivtioa Qua eilly Uma Puce Puwhaae/Debit Sak/Cwdit Money Markel Funds (Sweep) Activity SCHWAB MONEY MARKET FUND Activity Opening Shares of SCHWAB MONEY MARKET FUND were 0 0000 OS/Di Purchased 2.83,491,4600 $ I S 283,491.46 03106 Redeemed 25,099 1 $25,099.00 03107 Redeemed 5,720 . 1 5,720.00 03/12 Redeemed 50,000 1 30,000.00 03114 Redeemed 59.149.4900 1 59,149.49 03/IS Dividend 507.3400 1 501.34 03/16 Redeemed 30,963.7300 1 30,963.73 03/19 Redeemed 13,05.3400 13,085.34 03120 Redeemed 8,024.0100 1 8.02401 03121 Purchased 18,236.0400 1 18,236.04 03(22 Purchased 2.281.3400 1 2,281.34 03123 Purchased 14,327.4700 I 14.32747 03/27 ?urdwaed 158,829.8700 1 158,829 ii 03129 Redeemed 95,016.1500 1 95,016.15 03/30 Redeemed 57,785.2100 1 57,785.21 Closing Shaxes of SCHWAB MONEY MARKET FUND were 132,830.5900 Total SCHWAB MONEY MARKET FUND Activity 5477,673.5 [j~4~ Total Mon Maiket Funds ( Activi S 477.67.3.52 $344,342.9 SCHWAB MM? 5.190% FIABSJLIS 361121 axlh*goaal isa ~Iv1slea of Cluazics Schwab & Co., Inc. (SchwaV). and nrev,d,rs back office mud a4,s, ,enice~ to inraument advi,crs~ This stalcmenj is flunslabed wis~y far your account ad Schwab. hcept as noted ialhluatut.meal.Temga.d Cooddiom, invutmeat advisors whetuenanues a~ai In this statcrnenL auenat 4..uatedwilh Schwab. Pleasc ace Tunis mud Con lilacs. Aeeouzt orMARK KLAY & SlatAmc,~ Period: March 1,2001 Ihr~ugh March 31, 2001 Account Number 7276 Trades Pending Settlement SLUe Tiaja QuOte Dale Dale Tpn~mctjgu Desc4pi ion Symbol Quantity Price Purchasa/DebIL SaIWCrediI 04/02 03128 Cover Shari DIAMONDS TRUST SERIES I DIA 500 297.5000 2 48,770.00 04/03 03/29 Bou1ht DIAMONDS TRUST SERIES I DIA 3(N) 98 29,420.00 04/04 03(30 Short Sale NASDAQ 100 ShARES QQQ 300 39 S 11,679.61 Total Trades Pending 273,190.00 S It ,679.6 Pending Lrawsacdons are eel inclvded in account value Dividends Pending Payable Rate Share Cash Dale T~uiiaction Desonption Quantity per Share Distdbiglon DisirRn~lion 04116 Cash Dividend DIAMONDS TRTJSTSBI1JES 1 (700) 0.1510 S (105.73) Total Dividend, Peudin S (105.7 Pending Ira asuotinas are not included in acoounL value o en Orders Descnplion Quantity Order Will 2~...A~EkL Transac4ion 03/03 04121 Sell 03)09 05/08 Sell CALL ENRON C0RP375 EXP TRAIiSMETA CORP DELAWARE 10 600 Limit Puce 53.5000 28 LAtest Prrve S 0.2000 19.2500 ?aaahlLv JuaN Schwab IatiJhgioumI urn d&~isIoa orCha rhw Sebwab & Co., Inc. ('Sehwab~. and p~ovi4es hack office and clue tervicos to kveatmesu adutrors. lies animal j~ fb~.jjd,~ soisly rot your acoauol ii Sc&wab. Except as noted h his swemeara Tern amid Condiglo,:, luvertineeg advisors whose names a~,gaear in Go, statwieol ate aol alliliated wtl& Seawab. Please see Teams and Canditicos. I Schwab One Account Page 13 ci 13 I Aecouuil of'MARK K LAY & Statuinent Pestod: Much I, 200i tluougiaMarch 31, 2001 Account I'lurnbej: 7276 I Investment Income Summary ThIs Pcnod~ Federally Taxabla Cash and Money Markol Aodvity Money Funds Dividends Scourilies Casb Dividends Capital Gains S 507.34 S 398.27 302.50 I Total Investment Imoowne S I,201A I Ioleinst Paid as Margin Loan During Cwmu2t Period 2 Imlemest Paid on Margiu Loam Yeas-b-Date 2 2 Cejiahi inar~in loan inlcresl may be deductible; oonsult your lax advkor S 0.00 Federally Tax-Thamnl Year to Date Federally Taxable Federally - Tax-Exempt - 5521.97 S 473.27 302.80 S 1.298-04 S 0.00 S (11.21) S (684.02) flAOIlla3 341rn Sc&~ab hsllb,*kmal Isa diwluloa a(Cluulm Sehwab £ Co., Inc. ("Schwab"). and provi~es tnckofllce and cUber services Go loveslaneal adviaorL This U.RrnmI lvlimisbnd solely roe yoiw accmrn* at Schwab. Encept as enzcd In this sWewnenfa Turns and Conildo.,,, inwulaneal advisoia whine names appear an Ibis siaiamcnl, irs eel atlilialed wilb Schwab. Please see Teams wt ConditIons.